Home >  Capital Markets

The world of capital markets is often complex to navigate. That's why a trusted partner with deep industry knowledge and expertise is the key to success. SHKF offers a wide spectrum of capital market services, including:

Initial public offering (IPO)

Guiding our clients through every step of the initial share flotation and fund raising process, from preparation to execution. SHKF provides professional advisory services including:
  • Assessment of listing feasibility
  • Pre-IPO fund raising and restructuring
  • Underwriting of IPO shares
  •  

    Corporate financial advisory

    As a licensed corporate finance adviser guiding listed companies on the regulatory requirements of The Stock Exchange of Hong Kong Limited and the Securities and Futures Commission of Hong Kong, we offer a broad range of corporate finance/transaction services encompassing:
  • Merger and acquisition
  • Capital reorganisation
  • Takeover and privatisation
  •  

    Equity fund raising exercise

    For customers seeking share placement for strategic or institutional clients, our professional market intelligence and execution capabilities enable us to attend to every detail of the fund raising project.
     

    Debt fund raising exercise

    SHKF provides structured financing for listed companies, controlling shareholders of listed companies and corporate clients acting for listed companies. We can help arrange a comprehensive suite of debt financing solutions including term loans, convertible bonds, debt and options.
     

    Pre-IPO/Direct investment

    We are committed to every aspect of clients' needs. Investing in pre-IPO projects, we also advise on the structuring of pre-IPO transactions and help pre-IPO companies find strategic and institutional investors.

     

    Institutional research

    Our Institutional Research team aims to provide clients with well-thought-through investment ideas so that our clients can make enlightened and wise investment decisions. We seek to develop a research distribution platform that fits in our Capital Markets strategy.
     

    Institutional broking

    We provide institutional distribution services and focus on growth-oriented Hong Kong companies. Our clients have access to our self-developed Pan-Asian Quantitative Equity Valuation models. We have a global institutional client network for share distribution.